Subscribe to receive regulatory news and insights
Homepage | Insights | Are You Ready for the Extension of SM&CR?
Here you will find all our latest white papers, news and expert perspectives on the regulatory issues that affect you.
The FCA's extension of the SM&CR rules will impact approximately 47,000 firms across many sectors. Explore our infographic for the key changes and learn how you can prepare.
TCC's Associate Director, David Boyhan provides his views around portable fact finds.
TCC's Phil Deek's outlines his views around the FCA's amendment to its requirement for article 3 firms to either record or take written notes during phone calls.
This week we explore the FCA's work on Defined Benefit Pension Transfers, Andrew Bailey's speech around the future of investment and asset management regulation and much more!
This week we explore the FCA's response to the CMA's final report for its digital comparison tools market study, its finalised guidance on streamlined advice and the fact find process and more.
The latest insights and regulatory analysis straight into your inbox
Speak to a culture and conduct risk expert today
Find out more about our unique RegTech solution at recordsure.com