This Week in Regulation

The FCA recently made a market investigation reference to the CMA on investment consultancy. We explore the reasons behind the regulator's decision...

This Week in Regulation

This week we explore the FCA's approach to PPI and the announcement of its campaign in the run up to the deadline for consumers to complain about PPI.

This Week in Regulation

This week we explore the FCA's update on monthly PPI refunds and compensation, its Occasional Paper around Investment Platforms recommendations of funds and more!

Transitioning to SM&CR

Following the publication of the FCA's latest Consultation Paper on the SM&CR, we explore the regulator's proposals on how it will apply the rules across the industry...

This Week in Regulation

This week we take a look at the FCA's thematic review of how firms assess customer understanding of transactions administered by banks and building societies, the FCA's policy statement in retirement income data and much more!

This Week in Regulation

We take a look at the FCA's publication of its Annual Report and Accounts, MiFID II Policy Statement, firms taking part in the Advice Unit, a speech on the purpose of free trade and open markets in financial services and more.


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