Associate Director, Asset Management Advisory

Very Competitive
Permanent London

The Company

TCC brings clarity to the complexity of regulation for FCA regulated businesses. Over the past 15 years, TCC has developed an unsurpassed reputation for helping forward thinking firms achieve the important balance between profit and compliance. Our Advisory Services team work closely with firms to find holistic, commercially viable solutions, enabling them to effectively manage their conduct risks.

Job Description

This is a senior role within the Advisory Services Team where the successful candidate will be looking to utilise existing skills through challenging and diverse work. The key aspects of the role are broad ranging and include:

  • ­Providing support and mentoring to the Advisory Services Team Consultants
  • Managing internal workstreams and projects
  • Research into both current and future regulatory requirements and expectations
  • Providing (pre-approved) regulatory guidance and compliance advice to clients
  • Taking a key role in initiating and developing business opportunities
  • Leading the delivery of client projects/engagements
  • Drafting and reviewing deliverables including Project Initiation Documents, engagement (MI) updates and final reports

Key Skills

  • Detailed understanding of the regulatory obligations and expectations of authorised firms, FCA rules and regulatory requirements and FCA handbook
  • Experience in either the regulated financial services industry e.g. Consumer Credit, General Insurance, Mortgage, IFA/Wealth Management, Investment/Asset Management or FCA Authorisations, Supervision, Enforcement or another part of the Regulator’s activities
  • ­An awareness of PRA regulations would be an advantage

How to Apply

If you are interested in this exciting permanent vacancy and would like to receive further information about the role as well as the full job description please call the Specialist Resourcing team on 0203 772 7230 or email us at


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