Share

We provide a range of solutions to firms across the breadth of this sector, from intermediaries through to platforms to product providers. Our clients rely upon the deep knowledge of our team (including ex-FCA and “big 4” consultants) and the pragmatism of our real-world commercial approach.

The distribution landscape is changing at pace: technology facilitating the advice process, increasing consolidation activity, acquisitions of investment advisory firms by product providers and providers developing more D2C propositions. At the core, the FCA remains focused on ensuring culture drives the development of customer-centric propositions.

Our regulatory experts have deep and broad experience of developing, assessing and transforming distribution propositions. Combined with our laser focus on culture and conduct risk, and commercial approach, our clients benefit from value-driven advice focused on solutions that provide an enduring return on investment.

How can we help you?

We provide long-term, holistic risk and compliance solutions that fix your past, strengthen your present and protect the future of your business:

We have a solution for every problem.

If you can’t find what you’re looking for give us a call.

Latest Insights

This Week in Regulation

The FCA recently made a market investigation reference to the CMA on investment consultancy. We explore the reasons behind the regulator's decision...

Subscribe

The latest insights and regulatory analysis straight into your inbox

Find out more

How can we help?

Speak to a culture and conduct risk expert today

Contact us

Find out more about our unique RegTech solution at recordsure.com