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MiFID II requires firms to abide by new regulations under product governance. TCC's Phil Deeks highlights why firms must have the appropriate foundations in place ahead of the implementation.
The FCA's duty is to promote effective competition across the industry, making markets work well for consumers. TCC's Phil Deeks explores what's on the FCA's horizon for the rest of 2017.
This week we focus on the news of a UK investment firm entering administration and the FCA securing eight confiscation orders against individuals convicted of unauthorised activity.
TCC's Phil Deeks examines the findings of the FCA's Assessing Suitability work and what the industry can expect from the regulator going forward.
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