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Phil Deeks, Technical Director, provides three areas of focus for firms looking to effectively identify and manage emerging conduct risks in times of change.
The FCA reveals 94 firms offering binary options trading without authorisation, ESMA issues consultation paper on CFDs and binary options and the FCA & PRA consult on the MELL for the FSCS
With levels of regulatory scrutiny showing no signs of abating, Phil Deeks looks at where firms can expect the regulator to focus on in 2018.
The growth in the consumer credit market, FCA fines and penalties, aligning the FSCS levy period and more.
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