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The FCA begin regulating claims management firms (CMCs) and with it, introduce a set of requirements. An independent review into mini-bonds has also been announced.
TCC's Lorraine Mouat discusses how the fast-approaching Senior Managers and Certification Regime (SM&CR) will affect firm's HR departments and influence the management of employees.
MiFID II recently hit a significant milestone, having been in force for 12 months. We examine the impact it has had on the industry.
Find out how the FCA is looking to improve retirement outcomes, learn the details of the GFIN cross-border innovation pilot and reflect on 12 months of MiFID.
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