Approaching SM&CR Implementation: Common questions and learnings


SM&CR implementation is fast approaching for solo regulated firms. We’ve addressed some of the common questions raised and look at what we’ve learned from the regime so far, covering topics such as:

  • Key challenges that firms are encountering
  • The impact on the employee lifecycle
  • How senior managers can protect themselves
  • The financial services register
  • How technology can support SM&CR compliance

Latest Insights


The latest insights and regulatory analysis straight into your inbox

Find out more

How can we help?

Speak to a culture and conduct risk expert today

Contact us

Find out more about our unique RegTech solution at