Business assurance
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RegTech – DRAFT
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Case Study: Outsourced business assurance accelerated by RegTech
Insight — 06/02/20
FCA outlines top risks posed by different firms: regulatory round-up
Insight — 29/01/20
Certification Regime: are you on track?
Insight — 28/01/20
The who, the how and the what of generating a healthy culture
Insight — 28/01/20
What are the top risks advice firms should look out for?
Insight — 22/01/20
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Quick guide: what’s on the regulatory agenda in 2020?
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What’s on the regulatory horizon?
Insight — 19/12/19
Advisers, it’s time to revisit your plans for Brexit
Insight — 19/12/19
Case Study: SMCR assurance
Insight — 19/12/19
SMCR now extended to solo-regulated firms: regulatory round-up
Insight — 19/12/19
Where can I focus my budget to improve culture?
Insight — 17/12/19
Conduct & culture risk assessment
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Commercial success starts with culture
Insight — 05/12/19
What to look for on the acquisition trail
Insight — 27/11/19
Is recording advice conversations worth it?
Insight — 26/11/19
ScamSmart campaign reveals worrying statistics on pension fraud: This week in regulation
Insight — 14/11/19
Gurjit Purewal
Meet the team
Gurjit has more than 25 years experience in the financial services sector and holds both broad and deep expertise of the regulatory landscape. Formerly a registered Compliance Officer (SMF16, CF10), he has designed and executed compliance risk assessments and monitoring plans, implemented polic
What’s on the FCA’s policy schedule? This week in regulation
Insight — 07/11/19
Connecting SMCR to culture
Insight — 07/11/19
New rules are here to free mortgage prisoners: This week in regulation
Insight — 31/10/19
File reviewer: Level 4 qualified
Job
TCC is urgently looking for Level 4 qualified file reviewers with pensions experience to join a variety of projects. Start date: ASAP Day Rate: £250 Duration: 6-7weeks Requirements: Level 4 Diploma and demonstrable pension file review experience If you are interested in these opportunities then ple