Remuneration & Incentives

The FCA was concerned that a firm’s incentive scheme was increasing the risk of mis-selling and consumer detriment. They engaged assistance from TCC because there were particular concerns about the high levels of risk within the remuneration scheme and the lack of controls in place to mitigate the risks to consumers from the adviser’s incentives package.

Discover how we engineered and implemented a comprehensive
solution that enabled our client to increase their ability to mitigate the risks of mis-selling.

Download Case Study

Latest Insights


Myth Busting SM&CR

TCC Technical Director, Don Scott sheds light on some of the common myths with the Senior Managers and Certification Regime (SM&CR)


The latest insights and regulatory analysis straight into your inbox

Find out more

How can we help?

Speak to a culture and conduct risk expert today

Contact us

Find out more about our unique RegTech solution at