Regulation in 2019: Our outlook

SM&CR is one of the biggest changes on the horizon for 2019 and could potentially cause a compliance headache for the advisory sector. We share our outlook on this regime and others for the year ahead.

Transitioning to SM&CR

Following the publication of the FCA's latest Consultation Paper on the SM&CR, we explore the regulator's proposals on how it will apply the rules across the industry...

This Week in Regulation

The FCA's speech on the next phase of Project Innovate, their enforcement investigation into the discovery of misconduct at UK Banking Group and more...


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