This week in regulation

This week we bring you a summary of FCA fines and enforcement activity, Christopher Woolard's speech on competition and regulation in retail banking and more.

This Week in Regulation

This week we take a look at the FCA's thematic review of how firms assess customer understanding of transactions administered by banks and building societies, the FCA's policy statement in retirement income data and much more!

This Week in Regulation

The FCA's speech on the next phase of Project Innovate, their enforcement investigation into the discovery of misconduct at UK Banking Group and more...

How to Respond to a Thematic Review Effectively

Thematic reviews form a key part of the FCA’s approach to regulation. They serve to highlight the regulator’s work in particular areas and are a vehicle for communicating the issues uncovered and re-enforce its expectations and regulatory requirements.


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