How can we help?

TCC provides tailored compliance effectiveness solutions that strengthen your compliance function to ensure it provides effective support and challenge to the first line.

• Framework assessment – we measure and assess the effectiveness of business assurance undertaken by the first line, as well as review compliance function conduct oversight and challenge.
• Holistic review – we conduct an end-to-end review of the adequacy of systems and controls, and processes and procedures to identify gaps or deficiencies. Working collaboratively with you, we implement a plan of corrective action that manages and mitigates conduct risks and ensures delivery of the right customer outcomes in line with TCF principles.
• Ongoing support – ensure compliance arrangements keep pace with business growth and evolving regulatory expectations with regular compliance health checks and compliance audits.

Why partner with TCC?

• Experience – our experienced and knowledgeable consultants work with regulated firms across the retail financial services sector to identify, lead and support work programmes to improve risk-based compliance monitoring.
• Value – our approach is value-driven, seeking operational efficiencies freeing-up resources to be allocated where they are most needed.
• Partnership – we collaborate with your compliance function and commercial stakeholders to ensure a proportionate approach.